Securities & Investments Experts


How do you find a well-qualified Securities & Investments Expert Witness? Let us find one for you. Finding a top Securities & Investments Expert can be difficult, but the right expert can make or break a case. We’ve been helping attorneys, law firms, insurance companies, as well as other public and private agencies discover credentialed and knowledgeable expert witnesses since 1991. Browse the list of expert witnesses or a related discipline below to find out more about our Securities & Investments Expert Witnesses.

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Expertise Description: I have more than 45 years experience in the field of Insurance and Securities with expertise in marketing, investment, and financial planning. I have experience with annuities, common/preferred stocks, bonds, IPO's, mutual funds, variable/index annuities, life insurance/VUL's, L.P.’s, hedge funds, REITS, TIC's, options, REMICS, TINTS, mortgage backed securities & private stock offerings. I have additional knowledge of suitability, fiduciary duty, due diligence, underwriting & supervision, overreaching, churning, selling away, over-concentration/asset... » Read Complete Profile
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Expertise Description: I have over 20 years experience in management with securities and investment firms. My expertise includes: design, implementation and operation of new business ventures and re-structured entities. My background also includes operations and compliance, especially within a regulatory environment. I also have experience with business development, especially as relating to contract negotiations and writing... » Read Complete Profile
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Expertise Description: I have over 15 years experience in all aspects of the financial services industry with unique and unparalleled hands on experience in hedge funds, mutual funds, and investment management. I have experience working on Wall Street with expertise in retail and institutional brokerage, the securities markets, and fixed income and equity securities. I have experience in institutional brokerage, money management, and mutual fund and hedge fund product development and marketing... » Read Complete Profile
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Expertise Description: I have over 35 years experience as a Former SEC Enforcement attorney and have experience in various matters involving securities regulation and broker-dealer compliance and supervision. I have experience with private placements including those involving real estate-based investments such as TICs. My expertise includes major investments frauds, systemic issues in compliance and supervision, and the underlying consideration and policy concerns applicable in investment disputes. I am experienced in California securities... » Read Complete Profile
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Expertise Description: I have more than 40 years experience in the field of Forensic Economics. My areas of expertise include securities and securities fraud, calculation of damages, business operations, derivatives, futures, options (including covered calls and naked options), antitrust, finance / statistics, stock / bond investments, mutual / hedge funds, economic loss, financial investment strategies, risk management, project management, global financial markets, and water rights. I have over 5 years expert witness... » Read Complete Profile
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Expertise Description: I have more than 15 years experience in the field of Finance as a Chartered Financial Analyst (CFA) experienced in complex valuation issues. My areas of expertise include valuation of assets / companies / securities, damages analysis, transfer pricing, and corporate reorganizations. I have over 10 years expert witness experience with consultations, deposition, and courtroom testimony... » Read Complete Profile
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Expertise Description: Consulting expert with more than 45 years’ experience in the Fiduciary and Trust Services Industry. Experience includes estate management, securities and financial advisement, review of trust accounts, and management of money sales training program. FINRA Series 7, 24 & 63 licenses. Prior expert witness experience. Consultations, deposition, and courtroom testimony... » Read Complete Profile
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Expertise Description: I have more than 20 years in the field of Fiduciary Management with expertise in venture capital, general securities, asset management, governance consulting, financial modeling, and due diligence. I have prior expert witness experience with consultations, deposition, and courtroom testimony... » Read Complete Profile
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Expertise Description: I have over 25 years experience in Forensic / Investigative Accounting. My family law expertise includes determination / tracing of assets, debts and income, compensation, community versus separate property, real estate interests, review of cash for support, discovery documents and Declarations. My finance experience includes BOD and executive committee reporting, internal and SEC financial reporting, forecasting and budgeting, acquisitions and due diligence, public stock offerings, investments management, audit, internal controls... » Read Complete Profile
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Expertise Description: I have over 30 years experience specializing in banking and securitizations. I have experience with structured finance: CDOs (cash, synthetic, and hybrid), CLOs, CBOs, asset-backed securities (ABS), mortgage-backed securities (MBS), asset-backed commercial paper (ABCP), and structured investment vehicles (SIVs). I have experience with derivatives: credit default swaps (CDS), interest rate swaps, currency swaps, and commodity swaps. My finance experience includes: asset-based lending, secured loans, real estate loans, and project finance... » Read Complete Profile
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Expertise Description: I have more than 35 years experience in the field of Securities, Trading, and Valuation. My extensive experience includes finance, fuel hedging analysis, airline liquidation, market microstructure, block trading effects, financial theory and practice, airline, suitability and risks, concentrated pension fund holdings, tech company, analysis of news impact and possible damages to stock price, economic theory, financial derivatives, stock splits/stock price movement, and takeover/merger prices. I have over 10 years... » Read Complete Profile
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Expertise Description: Consulting expert with more than 40 years of experience in Investment Banking and Capital Markets. Experienced in corporate finance including dividend policy, unauthorized trading, churning, and stock repurchase; corporate governance and ethics; securities; mergers, acquisitions, and divestitures; asset gathering; and personnel retention and compensation structure... » Read Complete Profile
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Expertise Description: I have over 30 years experience in the field of Securities. My extensive experience includes broker / dealer regulatory compliance and operations and investment advisory and futures fields. My expertise includes insider trading, Ponzi schemes, fiduciary duties, directed brokerage / commission recapture programs, industry customs / practices, and various securities and product types. I have more than 10 years expert witness experience with consultations, deposition, and courtroom testimony... » Read Complete Profile
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Expertise Description: I have over 45 years experience as an Accountant and Fraud Examiner. I have experience with securities, receivership, real estate, insurance and general business practice. My other areas of expertise include: customer/investor collections & distributions, correspondence, tracking, account analysis, preparation of income tax returns, and other specialized reporting requirements. I have more than 40 years expert witness experience with consultations, deposition, and courtroom testimony... » Read Complete Profile
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Expertise Description: I have over 30 years experience with hedge fund strategies, securities selections, and portfolio management. My expertise includes the investigation, detection, quantification, and reporting of financial fraud and asset misappropriations. I also have extensive experience in trading listed securities, primarily equities and options, as well as analyzing investment instruments. I am also highly familiar with fiduciary duty requirements. I have over 5 years expert witness experience... » Read Complete Profile
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Expertise Description: I have over 25 years experience specializing in technology development, computer forensics, mission critical networks, call centers, and due diligence for venture funding and corporate capitalizations. My expertise includes: infrastructure review; municipal broadband initiatives; network infrastructure; total market economic analysis; patent infringement; wireless network security; international marketing; software development; distance learning; network management; information technology (I.T.) and the law; technology investments; telecommunications management; and local area networks. I have 10... » Read Complete Profile
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Expertise Description: I have 40 years experience specializing in economics and finance. I have experience with econometric analysis for: personal injury losses including lost ages, as well as antitrust, patent valuation, business losses, business valuation, pension losses, security losses, commercial damages, employment discrimination, identity theft, and FCRA credit damages. I have over 30 years expert witness experience with consultations, deposition, and courtroom testimony... » Read Complete Profile
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Expertise Description: I have more than 15 years experience with Finance and Corporate Accounting. My finance experience includes: mergers and acquisitions, due diligence, public stock offerings, public bond offerings, investment management, BOD and executive committee reporting, internal and SEC financial reporting, audit, forecasting and budgeting, internal controls, credit, debt restructuring, and global risk assessment. My real estate experience includes: investment in property, rental and tenant management, evaluation of Home Owner Association, BOD... » Read Complete Profile
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Expertise Description: I have over 10 years comprehensive financial advisory experience gained as a registered representative of national wire-houses. I specialize in matters related to investment management by fiduciaries, trustees, personal representatives, and financial consultants, as well as adherence to SEC / FINRA standards of conduct for broker-dealers, registered investment advisors, and their representatives. My expertise includes an emphasis on investment analysis and decision-making processes / modern portfolio theory; asset allocation, diversification... » Read Complete Profile
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Expertise Description: Consulting expert with over 15 years experience in the field of Economics, Forensic analysis and Visualization. Extensive experience in investment products and strategies, Modern Portfolio Theory, damage calculations, supervision and compliance, securities rules and regulations, and insurance. Registered Investment Advisor... » Read Complete Profile
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Expertise Description: I have more than 20 years in the field of Monetary and Financial Economics. My expertise includes antitrust, securities, financial regulations, econometrics, and developing empirical screens for conspiracies and manipulations. I have over 10 years expert witness experience... » Read Complete Profile
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Expertise Description: I have more than 20 years experience in the field of Investment Banking and Private Equity with expertise in corporate finance, mergers and acquisitions matters, and buyout investments. I have prior expert witness experience... » Read Complete Profile
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Expertise Description: I have over 10 years experience as a practicing attorney specializing in corporate and banking law in Mexico. My expertise includes: corporate law, foreign investment, financial law, banking, capital funding schemes, debt funding schemes, mergers, acquisitions, joint ventures, securitizations, meetings for shareholders / boards of directors, strategic alliances, capital variations, shareholders registries, and banking law... » Read Complete Profile
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Expertise Description: I have more than 40 years experience with security arbitration. My experience includes: mutual funds, variable annuities, 72T, suitability and fiduciary duty, supervision, churning, asset allocation, misuse of margin, unauthorized trading, hedge funds, and analysis cases. I have over 10 years expert witness experience with consultations, deposition, and courtroom testimony... » Read Complete Profile
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Expertise Description: I have more than 20 years experience in management at banks, savings & loans, credit companies, mortgage banking companies, and a governmental financial institution regulatory agency, specializing in economic, valuation, real estate, and banking matters. My expertise includes duty of care, good faith, bank policies and procedures, business valuation, economic damages, credit card fraud, savings and loan industry standards, truth in lending act, feasibility studies, asset appraisal, financial statements, lost... » Read Complete Profile
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Expertise Description: I have more than 40 years experience in the field of Financial Investigation and Accounting. I advise nonprofit organizations and businesses with clients ranging from small to medium sized privately held companies with revenues up to $100 million. My services consist of professional accounting in such areas as auditing and income tax preparation. My consultations include the evaluation of acquisition, reorganization, and investment opportunities. My expertise includes areas of investigative... » Read Complete Profile
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Expertise Description: I have over 20 years experience in the investment management industry. My expertise includes hedge funds, private equity, and traditional asset managers including retail mutual funds, global and institutional money managers, and other buy side firms. I have experience managing a boutique investment management-consulting firm with a specialization in risk management, due diligence, internal audits, valuations, operations, technology, controls assurance, accounting, and expert witness work... » Read Complete Profile
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Expertise Description: I have over 40 years in Financial Planning, Employee Benefits, and the Employee Retirement Income Security Act (ERISA). I have more than 10 years expert witness experience with consultations, deposition, and courtroom testimony... » Read Complete Profile
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Expertise Description: I have over 20 years experience in the field of investigative accounting and litigation support with expertise in accounting malpractice, damage assessments, claims investigations and consultations, business valuation, risk management services, and negotiation of various bond forms and endorsements. I have additional knowledge in minimizing the potential for fraud including employee theft, improper authorizations, embezzlement, fictitious employees, dummy accounts payable, non-existent suppliers, and subcontractor kickback schemes. I have more than... » Read Complete Profile
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Expertise Description: I have over 35 years experience as a forensic accountant with financial advisory services related to workouts and reorganizations, and financial due diligence for attorneys, lenders, creditors, shareholders and investors located nationwide. I have experience across a broad range of industries in circumstances including fraud, bankruptcy, receivership, and insolvency; fraud; bankruptcy, receivership, and insolvency. I have 25 years expert witness experience... » Read Complete Profile
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Expertise Description: I have over 40 years experience as a banking and real estate finance professional consulting on issues in Commercial Banking, Mortgage Banking and Construction lending. I have served as lending officer, senior real estate officer, portfolio manager, manager of multi-bank loan syndications, president and chief executive officer. I have consulted to credit review agencies, federal agencies, insurance companies, troubled companies requiring loan restructure and receiverships. I have 25 years expert... » Read Complete Profile
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Expertise Description: I have 55 years experience in practice focusing on litigation services, as well as federal tax services and practice management consulting for professional firms. I have more than 40 years of experience as a practicing public accounting. My expertise includes forensic investigations, lost profits issues, accounting and legal malpractice matters involving federal taxation and GAAP issues; estate and probate matters; alter ego matters; accounting records and financial statement reconstructions; claims... » Read Complete Profile
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Expertise Description: I have over 15 years experience in the field of Cyber Security. My expertise includes information security management systems (ISMS), software security, middleware technologies, Internet technologies, Service Oriented Architecture (SOA), cloud computing, and model-driven concepts. I am highly knowledgeable in topics involving smart grid policy automation, cloud security controls, future military software applications, integrating security policies via container portable interceptors, integrated IT security, and cryptography. I have applied technical expertise... » Read Complete Profile
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Expertise Description: I have more than 35 years experience in Taxation and Accounting. I specialize in all phases of taxation; accounting and management services; and services for non-profit organizations, small businesses, and individual tax clients. My expertise includes taxation of individuals, partnerships, corporations, trusts and estates; investment planning; retirement planning; estate planning; tax issues with IRS; and business ownership. Holds both securities licenses and insurance licenses. I have over 30 years expert... » Read Complete Profile
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Expertise Description: I have prior experience in Real Estate and Property Management. I am a certified Property Manager experienced in issues involving residential, retail, commercial, and mixed-use properties. My additional experience includes organizational assessments, asset repositioning, investment feasibility, litigation support, due diligence, business development practices, and marketing. I have prior expert witness experience with consultations, deposition, and courtroom testimony... » Read Complete Profile
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Expertise Description: I have more than 40 years experience in the field hotel management and hospitality issues including lodging, foodservice, resort, gaming, and the club industry. My areas of expertise include upkeep and maintenance, planning and feasibility, employee and labor issues, impact and marketing evaluation, franchise and management contracts, safety and security, landlord / tenant agreements, food and alcoholic beverage handling, economic issues, and construction of FF&E problems. I have prior expert... » Read Complete Profile
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Expertise Description: I have over 20 years experience with technology, intellectual property, and business areas. My background and expertise includes: computer systems; computer architecture; semiconductors; CPUs; semiconductor design; semiconductor manufacturing; systems-on-a-chip; systems architecture; mobile electronics; low power electronics; networking; technical software; embedded software; enterprise software; algorithms, M&A, patent due diligence; business plan development; and turn-around management... » Read Complete Profile
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Expertise Description: Consulting expert with more than 25 years experience in Convenience Store and Gasoline Station Operations. Experience includes convenience store chains, Petroleum Distribution and truck stop, and station properties. Expertise also includes, P & L Responsibility, product distribution and marketing, proprietary foodservice, fuel brands, petroleum equipment, and Underground Storage Tanks (USTs). Prior expert witness experience. Consultations and deposition... » Read Complete Profile
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Expertise Description: I have more than 25 years of experience specializing in forensic accounting. My expertise includes: fraud investigation; forensic auditing; financial forensics; money laundering; mergers and acquisitions; and banking. I have prior expert witness experience... » Read Complete Profile

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Expert Witnesses, Consultants and Litigation Support Consultants by State

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