Expert 441982 - TX

Expertise Description

I have more than 20 years experience in the field of Investment Banking with expertise in securities fraud, misrepresentation, business valuations, transactional fairness, and corporate governance. My transactional experience has spanned the spectrum from raising funds for middle market companies to negotiating M&A transactions with Fortune 500 corporations. I have managed several senior debt and lease financings and ultimately negotiated the sale of a company. I have over 10 years of expert witness experience with consultations, deposition, and courtroom testimony.

Expert 322405 - CA(S)

Expertise Description

I have more than 15 years experience with Finance and Corporate Accounting. My finance experience includes: mergers and acquisitions, due diligence, public stock offerings, public bond offerings, investment management, BOD and executive committee reporting, internal and SEC financial reporting, audit, forecasting and budgeting, internal controls, credit, debt restructuring, and global risk assessment. My real estate experience includes: investment in property, rental and tenant management, evaluation of Home Owner Association, BOD management, and partnership disputes. My insurance experience includes: insurance brokerage and consulting. I have prior expert witness experience.

Expert 162380 - IL

Expertise Description

I have 40 years experience specializing in economics and finance. I have experience with econometric analysis for: personal injury losses including lost wages, as well as antitrust, patent valuation, business losses, business valuation, pension losses, security losses, commercial damages, employment discrimination, identity theft, and FCRA credit damages. I have over 30 years expert witness experience with consultations, deposition, and courtroom testimony.

Expert 315912 - CT

Expertise Description

I have over 30 years experience specializing in banking and securitizations. I have experience with structured finance: CDOs (cash, synthetic, and hybrid), CLOs, CBOs, asset-backed securities (ABS), mortgage-backed securities (MBS), asset-backed commercial paper (ABCP), and structured investment vehicles (SIVs). I have experience with derivatives: credit default swaps (CDS), interest rate swaps, currency swaps, and commodity swaps. My finance experience includes: asset-based lending, secured loans, real estate loans, and project finance loans. My securities experience includes: private placements, Rule 144A and Regulation S offerings and quarterly and annual SEC reports. My corporate experience includes: joint ventures, M&A, licensing agreements, and annual meetings. I have prior expert witness experience.

Expert 166252 - CA(N)

Expertise Description

I have over 30 years experience with hedge fund strategies, securities selections, and portfolio management. My expertise includes the investigation, detection, quantification, and reporting of financial fraud and asset misappropriations. I also have extensive experience in trading listed securities, primarily equities and options, as well as analyzing investment instruments. I am also highly familiar with fiduciary duty requirements. I have over 5 years expert witness experience.

Expert 150875 - TX

Expertise Description

I have over 10 years experience as a practicing attorney specializing in corporate and banking law in Mexico. My expertise includes: corporate law, foreign investment, financial law, banking, capital funding schemes, debt funding schemes, mergers, acquisitions, joint ventures, securitizations, meetings for shareholders / boards of directors, strategic alliances, capital variations, shareholders registries, banking regulations, and banking law.

Expert 39505 - CA(S)

Expertise Description

I have more than 45 years experience in the field of Insurance and Securities with expertise in marketing, investment, and financial planning. I have experience with annuities, common/preferred stocks, bonds, IPO's, mutual funds, variable/index annuities, life insurance/VUL's, L.P.’s, hedge funds, REITS, TIC's, options, REMICS, TINTS, mortgage backed securities & private stock offerings. I have additional knowledge of suitability, fiduciary duty, due diligence, underwriting & supervision, overreaching, churning, selling away, over-concentration/asset- allocation, modern portfolio theory analysis, stock manipulation, best execution, margin, options, mark- ups, mark-downs, on-line trading, RIA activities, control person liability, “financial suicide”, reverse churning, standard-of-care, industry custom and practice plus compliance. I have prior expert witness experience with consultations, deposition, and courtroom testimony.

Expert 396731 - AL AK AZ AR BC CA(N) CA(S) CO CT DE DC FL GA HI IA ID IL IN KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA QC RI SC SD TN TX UT VT VA WA WV WY WI

Expertise Description

I have more than 40 years experience in the field of Law with expertise in corporate, securities, and business law issues. I have experience with public and private securities offerings (IPOs, Regulation D, etc), corporate governance, attorney standard of care issues, attorney malpractice, attorney competence, executive employment agreements and compensation, stock options and other equity based compensation arrangements, as well as broker dealer private offerings responsibilities. I have additional knowledge of securities resales (Rule 144), mergers and acquisitions, corporate finance transactions, and public company reporting and disclosure obligations. I have over 20 years expert witness experience with consultations, deposition, and courtroom testimony.

Expert 452938 - CA(S)

Expertise Description

I have more than 20 years in the field of Fiduciary Management with expertise in venture capital, general securities, asset management, governance consulting, financial modeling, and due diligence. I have prior expert witness experience with consultations, deposition, and courtroom testimony.

Expert 435758 - AL AK AZ AR BC CA(N) CA(S) CO CT DE DC FL GA HI IL IN KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA QC RI SC SD TN TX UT VT VA WA WV WY WI

Expertise Description

I have over 20 years experience in the field of investigative accounting and litigation support with expertise in accounting malpractice, damage assessments, claims investigations and consultations, business valuation, risk management services, and negotiation of various bond forms and endorsements. I have additional knowledge in minimizing the potential for fraud including employee theft, improper authorizations, embezzlement, fictitious employees, dummy accounts payable, non-existent suppliers, and subcontractor kickback schemes. I have more than 20 years experience as an expert witness with consultations, deposition, and courtroom testimony.

Expert 443865 - NY

Expertise Description

I have more than 20 years in the field of Monetary and Financial Economics. My expertise includes antitrust, securities, financial regulations, econometrics, banking regulations, and developing empirical screens for conspiracies and manipulations. I have over 10 years expert witness experience.

Expert 415185 - NY

Expertise Description

I have over 15 years experience in the field of Economics, Forensic analysis and visualization. My extensive experience includes investment products and strategies, Modern Portfolio Theory, damage calculations, supervision and compliance, securities rules and regulations, Registered Investment Advisor practice, and insurance. I have 10 years expert witness experience.

Expert 350632 - IL

Expertise Description

I have over 30 years experience in the field of Securities. My extensive experience includes broker / dealer regulatory compliance and operations and investment advisory and futures fields. My expertise includes insider trading, Ponzi schemes, fiduciary duties, directed brokerage / commission recapture programs, industry customs / practices, and various securities and product types. I have more than 10 years expert witness experience with consultations, deposition, and courtroom testimony.

Expert 364583 - NC

Expertise Description

I have more than 45 years experience in the Fiduciary and Trust Services Industry. My expertise includes estate management, securities and financial advisement, review of trust accounts, and management of money sales training program. I have over 5 years expert witness experience with consultations, deposition, and courtroom testimony.

Expert 324686 - FL

Expertise Description

I have more than 40 years of experience in Investment Banking and Capital Markets. My expertise in corporate finance includes dividend policy, unauthorized trading, churning, and stock repurchase; corporate governance and ethics; securities; mergers, acquisitions, and divestitures; asset gathering; and personnel retention and compensation structure. I have over 25 years expert witness experience with consultations, deposition, and courtroom testimony.

Expert 166166 - CO

Expertise Description

I have more than 40 years experience in the field of Forensic Economics. My areas of expertise include securities and securities fraud, calculation of damages, business operations, derivatives, futures, options (including covered calls and naked options), antitrust, finance / statistics, stock / bond investments, mutual / hedge funds, economic loss, financial investment strategies, risk management, project management, global financial markets, and water rights. I have over 5 years expert witness experience with consultations, deposition, and courtroom testimony.

Expert 319713 - IL IN MI MN WI

Expertise Description

I have more than 35 years experience in the field of Securities, Trading, and Valuation. My extensive experience includes finance, fuel hedging analysis, airline liquidation, market microstructure, block trading effects, financial theory and practice, airline, suitability and risks, concentrated pension fund holdings, tech company, analysis of news impact and possible damages to stock price, economic theory, financial derivatives, stock splits/stock price movement, and takeover/merger prices. I have over 10 years expert witness experience with consultations, deposition, and courtroom testimony.

Expert 361382 - WA

Expertise Description

I have over 10 years comprehensive financial advisory experience gained as a registered representative of national wire-houses. I specialize in matters related to investment management by fiduciaries, trustees, personal representatives, and financial consultants, as well as adherence to SEC / FINRA standards of conduct for broker-dealers, registered investment advisors, and their representatives. My expertise includes an emphasis on investment analysis and decision-making processes / modern portfolio theory; asset allocation, diversification, risk control / fiduciary standards, investment and spending policy statements / trust and estates; multigenerational strategies, charitable gifting, tax planning and sheltering. My private practice focuses on recommending and implementing efficient wealth management and investment strategies for high-net-worth individuals and institutional investors. I have more than 10 years expert witness experience.

Expert 350497 - MA NJ NY PA

Expertise Description

I have over 15 years experience in all aspects of the financial services industry with unique and unparalleled hands on experience in hedge funds, mutual funds, and investment management. I have experience working on Wall Street with expertise in retail and institutional brokerage, the securities markets, and fixed income and equity securities. I have experience in institutional brokerage, money management, and mutual fund and hedge fund product development and marketing. My expertise includes all aspects of retail and institutional distribution for both traditional and alternative investment products and services. I have over 5 years expert witness experience.