Expert No. 350497 – MA / NJ / NY / PA
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Expertise Description: Experienced in all aspects of the financial services industry with unique and unparalleled hands on experience in hedge funds, mutual funds, and investment management. Has been working on Wall Street for more than 15 years and is fluent in aspects of retail and institutional brokerage, the securities markets, and fixed income and equity securities. Throughout his extensive career, he has worked in institutional brokerage, money management, and mutual fund and hedge fund product development and marketing. Expert in all aspects of retail and institutional distribution for both traditional and alternative investment products and services. Author of seven books on investment management and speaks regularly at industry conferences and events. Prior expert witness experience.
Areas of Expertise:
| Bonds | Investments | Securities |
| CDOs | Mortgage Backed Securities | Securities & Investments |
| Financial Fraud | Mutual Funds | Stocks |
| Hedge Funds | Portfolio Manager | Trusts |
| Institutional Brokerage | Retail Brokerage |
Representative Litigation Experience:
- Investment Product Suitability - Expert Report - Deposition.
- Hedge Fund Manager Performance - Expert Report.
- Hedge Fund Structure - Expert Report.
- Hedge Fund Investment Scheme - Expert Report.
- Law Firm Practices with Regards to Hedge Fund Investment - Consulting.
Representative Consulting Services and/or Projects:
- Endowment Due Diligence.
- Hedge Fund Manager Due Diligence.
- Competitive Intelligence - Hedge Fund Administration Industry.
- Investment Product Evaluation.
Licenses & Certifications:
| Series 7, 63, 65, 31 |
| Insurance Life/Health - NJ |
| New York State Receiver |
Education:
| Degree | Subject | Institution | |
|---|---|---|---|
| BA | Comparative Politics | Clark University |
Professional Appointment/Association Affiliations:
- Managing director of a firm that provides strategic advice, guidance, counsel, and support to investment companies and institutional investors worldwide.
- Professor at Rutgers University Business School.
Other Career Highlights:
| Author of several books on investment strategy. |
