Agent and Broker Error and Omissions Experts
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Expertise Description: Former SEC Enforcement attorney that has served as an expert witness in various matters involving securities regulation and broker-dealer compliance and supervision. Has testified on matters involving private placements including those involving real estate-based investments such as TICs. Expertise includes: major investments frauds, systemic issues in compliance and supervision, and the underlying consideration and policy concerns applicable in investment disputes. Experienced in: California securities laws and/or Finra rules; ponzi schemes... » Read Complete Profile
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Expertise Description: JD, CPCU, ARM, AIC – Consulting expert with over 20 years experience in Insurance & Risk Management. Expertise includes: standard of care for agents and brokers, insurance broker management, systems and procedures, insurance industry customs & practices, insurance carrier/broker relationships, and insurance carrier bad faith. Coverage areas of expertise include: commercial & personal lines of property and casualty insurance, professional liability and errors & omissions insurance, directors & officers liability... » Read Complete Profile
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Expertise Description: C.P.C.U., A.R.M. - Consulting expert specialized in risk management and insurance industry. More than 40 years experience as property and casualty insurance broker. Experience includes handling large commercial accounts in fields of: manufacturing; colleges and universities; retail and wholesale; transportation districts; and hospitals. Additional experience in both property and liability insurance programs including self-insurance and captive insurance companies. Expert in errors and omissions insurance and agent and broker standard of... » Read Complete Profile
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Expertise Description: M.S., J.D., R.P.L.U. - Consulting expert specializing Liability Insurance. Experience includes: insurance brokerage; consulting and underwriting, particularly with respect to Directors & Officers; and Professional Liability insurance. Prior to retirement, served clients as a broker, group captive administrator, and consultant, primarily handling complex, hard to place accounts for 3 large prominent international brokerage firms. Throughout insurance career, initially as underwriter and later as broker, has helped clients of all sizes... » Read Complete Profile
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Expertise Description: CPCU - A nationally recognized expert in the insurance and risk management fields. His proficiency is the result of more than 30 years of experience as an underwriter, retail broker, program manager, consultant and expert witness. His expertise includes insurance broker operations and standard of care, marketing in the United States, London, Europe and Bermuda, alternative risk financing techniques, program structure, and coverage analysis; California Brokers License and C.P.C.U. (Chartered... » Read Complete Profile
