Bonds Experts
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Expertise Description: Consulting expert specialized in security arbitration with more than 40 years in the field. Experience includes: mutual funds, variable annuities, 72T, suitability and fiduciary duty, supervision, churning, asset allocation, misuse of margin, unauthorized trading, hedge funds, and analysis cases. Has been retained and testified in over 100 cases. One of only a few experts that has been retained by the NYSE Enforcement division (now merged into FINRA). Has also consulted... » Read Complete Profile
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Expertise Description: Experienced in all aspects of the financial services industry with unique and unparalleled hands on experience in hedge funds, mutual funds, and investment management. Has been working on Wall Street for more than 15 years and is fluent in aspects of retail and institutional brokerage, the securities markets, and fixed income and equity securities. Throughout his extensive career, he has worked in institutional brokerage, money management, and mutual fund and... » Read Complete Profile
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Expertise Description: Former SEC Enforcement attorney that has served as an expert witness in various matters involving securities regulation and broker-dealer compliance and supervision. Has testified on matters involving private placements including those involving real estate-based investments such as TICs. Expertise includes: major investments frauds, systemic issues in compliance and supervision, and the underlying consideration and policy concerns applicable in investment disputes. Experienced in: California securities laws and/or Finra rules; ponzi schemes... » Read Complete Profile
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Expertise Description: CFP, CDFA – Consulting expert with over 11 years comprehensive financial advisory experience gained as a registered representative of national wire-houses. Specializes in matters related to investment management by fiduciaries, trustees, personal representatives, and financial consultants, as well as adherence to SEC / FINRA standards of conduct for broker-dealers, registered investment advisors, and their representatives. Emphasis on investment analysis and decision-making processes / modern portfolio theory; asset allocation, diversification, risk... » Read Complete Profile
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Expertise Description: Esq. - Experienced in Construction Disputes & Public Bids with more than 30 years experience in the field. Expertise includes complex construction disputes in state and federal courts, including: mechanics' lien; stop notice; surety bond; Miller Act claims; delay; disruption; default; personal injury; defect and policyholder insurance coverage claims; and public bidding process. Experienced with trial, arbitration, and mediation of disputes and insured claims... » Read Complete Profile
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Expertise Description: J.D. - Experienced in claim reviews for quality of handling and consultation on insurance coverage cases including the areas of auto, homeowners, uninsured and underinsured motorist, general liability (CGL), insurance agents and brokers, municipal, school districts, construction, environmental, asbestos, property, bonds, Workers' Compensation, medical and hospital liability. Expert witness on good faith claims handling in casualty and property matters, and on primary and excess insurance... » Read Complete Profile
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Expertise Description: J.D. - Practicing attorney concentrating on construction contract claims in private and public sectors, including residential communities, casinos, roadways, government property, power generation utilities, and hotels. Specializing in fiscal matters related to surety and fidelity bonding, such as remediation / environmental bonds; subdivision bonds; financial guarantee bonds; and performance / payment bonds, as well as claims handing, statues of limitations, extra-contractual exposure, and requirements for bond claims. Additional expertise and... » Read Complete Profile
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Expertise Description: Thirty years experience in water utility issues. Areas of expertise include: operations, production, and maintenance; financial planning and analysis; labor relations with major emphasis on construction; evaluation of water and waste water plants to ensure compliance with bond indentures; management of construction projects relating to treatment plant structures, basins, major pipelines, and distribution facilities/buildings; as well as, a wide variety of commercial construction projects unrelated to water utility facilities... » Read Complete Profile
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Expertise Description: Experienced in electrical issues with over 36 years experience in the field. Electrical Specialties include California-High Voltage Electrical Safety Orders; grouding and bonding of electrical systems; OSHA lockout / tagout of hazardous energy; electrical utitilities - high voltage contact; bucket truck-high voltage contact; electrical patent infringment; ANSI standards; and construction electrical safety. Additional areas of expertise include inspection, investigation, fact-finding reports, visual exhibits, deposition, deposition and trial testimony for electrically-caused... » Read Complete Profile
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Expertise Description: Expert in banking and commercial finance with over 40 years experience in the field. Owner of finance company that is bonded and licensed by the State of California as a Commercial Finance Lender. Company specializes in expert witness testimony and consulting to banks on the improvement and secondary marketing of loan portfolios; collection and / or outplacement of troubled borrowers and loans; SBA financing; accounts receivable financing and factoring; and... » Read Complete Profile
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Expertise Description: Consulting film production expert with 15 years experience as a film consultant / production company owner / operator. Hands on experience with complex combinations of international and domestic co-finance and co-production structures, multi-currency equity investment deals, bank gap finance, discount and cashflow of minimum guarantees and tax credits, post production and cgi facilties investment deals and conflict resolution, international letters of credit, European / UK tax rebate qualifying film structures... » Read Complete Profile
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Expertise Description: Expertise in Finance and Corporate Accounting with more than 15 years in the field. Finance experience includes: mergers and acquisitions, due diligence, public stock offerings, public bond offerings, investment management, BOD and executive committee reporting, internal and SEC financial reporting, audit, forecasting and budgeting, internal controls, credit, debt restructuring, and global risk assessment. Real estate experience includes: investment in property, rental and tenant management, evaluation of Home Owner Association, BOD... » Read Complete Profile
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Expertise Description: Consulting expert with more than 40 years experience in the field of Surety Underwriting and Management. Created nationwide small contractor surety program with agency risk-sharing to an A+ rated insurance company and established the first domestic bond branch for another insurance group. Has opened bond offices internationally. Former board member, The Surety Association of America. Member and Certified Arbitrator, AIDA Reinsurance & Insurance Arbitration Society. Over 10 years expert witness... » Read Complete Profile
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Expertise Description: Experienced in restaurant and franchise management including hotels, retail, commissaries, food products, brokerage, deli/frozen foods, manufacturing, distribution, site, selection, shopping malls/food courts, safety, security, manuals, multi-level marketing, damage assessment, appraisal profit and loss, standard operating procedures, controls, systems in all types of fast food & restaurant operation, franchiser-franchisee relations, and license agreements... » Read Complete Profile
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Expertise Description: Certified building inspector and licensed contractor with more than 36 years experience in the construction industry. Areas of expertise include building plan interpretation, quality control, construction management, construction education and training, residential and commercial construction, various building codes, inspection of code compliance, inspection for post-earthquake life safety, ADA requirements / compliance, and inspection for abatement of substandard or hazardous structures. Construction skills include carpentry, electrical, mechanical and plumbing trades. Projects... » Read Complete Profile
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Expertise Description: R.F.C. - Expert Witness / Consultant in litigation and arbitration, nationally (17 states), involving securities, insurance, annuities and taxation. Expert has been qualified and has testified as a Securities Industry Expert Witness before the State Court in CA and serves as an NASDR arbitrator... » Read Complete Profile
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Expertise Description: Consulting expert specializing in economic, valuation, real estate, and banking matters. Has more than 20 years experience in management at banks, savings & loans, credit companies, mortgage banking companies, and a governmental financial institution regulatory agency. Experienced with duty of care, good faith, bank policies and procedures, business valuation, economic damages, credit card fraud, savings and loan industry standards, truth in lending act, feasibility studies, asset appraisal, financial statements, lost... » Read Complete Profile
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Expertise Description: J.D. - Consulting expert specializing in finance (especially securitizations and structured finance), derivatives and securities law, with more than 35 years of experience in the field. Structured finance: CDOs (cash, synthetic, and hybrid), CLOs, CBOs, asset-backed securities (ABS), mortgage-backed securities (MBS), asset-backed commercial paper (ABCP), and structured investment vehicles (SIVs). Derivatives: credit default swaps (CDS), interest rate swaps, currency swaps, and commodity swaps. Finance : asset-based lending, secured loans, real... » Read Complete Profile
