Securities & Investments Experts
Search Related Disciplines:
Bad Investments, Securities Fraud, Securities Litigation, Email Securities, Events Security, Premises Security, Security, Security and Alarm Systems, Safety and Security, Employment Retirement Income Security (E.R.I.S.A.), Forensic Security, Negligent Security, Security Consultant, Security Negligence, Security Surveys
Select Expert Click checkbox to include in your expert selection.
Expertise Description: Experienced in securities and investments. Has more than twenty years of experience at investment firms and more than fifteen years of experience as a consultant and an expert witness. Has qualified as an arbitrator with the National Association of Securities Dealers (N.A.S.D.), the New York Stock Exchange (N.Y.S.E.), the Pacific Stock Exchange (P.S.E.), and the American Arbitration Association (A.A.A.). Prior expert witness experience. Consultations, depositions, and courtroom testimony... » Read Complete Profile
Select Expert Click checkbox to include in your expert selection.
Expertise Description: Consulting expert with more than 30 years experience in hedge funds, securities, and investments. In addition to currently serving as Adjunct Professor at the Fordham University Graduate School of Management, has been Adjunct Professor in the practice of finance at Rensselaer Polytechnic Institute and has previously taught finance at Carnegie Mellon, Princeton, and Yale Universities. He is a frequent speaker at hedge fund and investment conferences, and the author of... » Read Complete Profile
Select Expert Click checkbox to include in your expert selection.
Expertise Description: Several years of management experience in securities and investment firms. Design, implementation and operation of new business ventures and re-structured entities. Background in operations and compliance, especially within a regulatory environment. Business development, especially as relating to contract negotiations and writing... » Read Complete Profile
Select Expert Click checkbox to include in your expert selection.
Expertise Description: R.F.C. - Expert Witness / Consultant in litigation and arbitration, nationally (17 states), involving securities, insurance, annuities and taxation. Expert has been qualified and has testified as a Securities Industry Expert Witness before the State Court in CA and serves as an NASDR arbitrator... » Read Complete Profile
Select Expert Click checkbox to include in your expert selection.
Expertise Description: Experienced in all aspects of the financial services industry with unique and unparalleled hands on experience in hedge funds, mutual funds, and investment management. Has been working on Wall Street for more than 15 years and is fluent in aspects of retail and institutional brokerage, the securities markets, and fixed income and equity securities. Throughout his extensive career, he has worked in institutional brokerage, money management, and mutual fund and... » Read Complete Profile
Select Expert Click checkbox to include in your expert selection.
Expertise Description: Former SEC Enforcement attorney that has served as an expert witness in various matters involving securities regulation and broker-dealer compliance and supervision. Has testified on matters involving private placements including those involving real estate-based investments such as TICs. Expertise includes: major investments frauds, systemic issues in compliance and supervision, and the underlying consideration and policy concerns applicable in investment disputes. Experienced in: California securities laws and/or Finra rules; ponzi schemes... » Read Complete Profile
Select Expert Click checkbox to include in your expert selection.
Expertise Description: Ph.D. – Consulting expert with more than 40 years experience in the field of Forensic Economics. Areas of expertise include securities and securities fraud, calculation of damages, business operations, derivatives, futures, options (including covered calls and naked options), antitrust, finance / statistics, stock / bond investments, mutual / hedge funds, economic loss, financial investment strategies, risk management, project management, global financial markets, and water rights. Numerous publications. Over 8 years... » Read Complete Profile
Select Expert Click checkbox to include in your expert selection.
Expertise Description: C.F.A. – Consulting expert with more than 15 years experience in the field of Finance. Chartered Financial Analyst (CFA) experienced in complex valuation issues. Areas of expertise include valuation of assets / companies / securities, damages analysis, transfer pricing, and corporate reorganizations. Over 10 years expert witness experience. Consultations and deposition... » Read Complete Profile
Select Expert Click checkbox to include in your expert selection.
Expertise Description: Consulting expert with more than 45 years’ experience in the Fiduciary and Trust Services Industry. Experience includes estate management, securities and financial advisement, review of trust accounts, and management of money sales training program. FINRA Series 7, 24 & 63 licenses. Prior expert witness experience. Consultations, deposition, and courtroom testimony... » Read Complete Profile
Select Expert Click checkbox to include in your expert selection.
Expertise Description: C.P.A., M.B.A. - Owner of freelance forensic accounting business and contract Associate of civil litigation expert firm in Los Angeles. Expertise in Forensic / Investigative Accounting. Civil case exposure includes breach of contract, negligence, intellectual property, wrongful termination, and personal injury / accident, within sectors such as government agency, defense, manufacturing and distribution, healthcare, insurance, and real estate. Family law knowledge includes determination / tracing of assets, debts and income... » Read Complete Profile
Select Expert Click checkbox to include in your expert selection.
Expertise Description: J.D. - Consulting expert specializing in finance (especially securitizations and structured finance), derivatives and securities law, with more than 35 years of experience in the field. Structured finance: CDOs (cash, synthetic, and hybrid), CLOs, CBOs, asset-backed securities (ABS), mortgage-backed securities (MBS), asset-backed commercial paper (ABCP), and structured investment vehicles (SIVs). Derivatives: credit default swaps (CDS), interest rate swaps, currency swaps, and commodity swaps. Finance : asset-based lending, secured loans, real... » Read Complete Profile
Select Expert Click checkbox to include in your expert selection.
Expertise Description: Consulting expert in corporate finance and securities. Expertise includes: corporate governance; fiduciary duty of officers, directors, and majority shareholders; legal malpractice of lawyers; merger and acquisition issues; and violations of securities laws. More than 20 years expert witness experience. Consultations, depositions, and courtroom testimony... » Read Complete Profile
Select Expert Click checkbox to include in your expert selection.
Expertise Description: Consulting expert with more than 35 years experience in the field of Securities, Trading, and Valuation. Extensive experience in finance, fuel hedging analysis, airline liquidation, market microstructure, block trading effects, financial theory and practice, airline, suitability and risks, concentrated pension fund holdings, tech company, analysis of news impact and possible damages to stock price, economic theory, financial derivatives, stock splits/stock price movement, and takeover/merger prices. Financial manager and trader. Has... » Read Complete Profile
Select Expert Click checkbox to include in your expert selection.
Expertise Description: Consulting expert with more than 40 years of experience in Investment Banking and Capital Markets. Experienced in corporate finance including dividend policy, unauthorized trading, churning, and stock repurchase; corporate governance and ethics; securities; mergers, acquisitions, and divestitures; asset gathering; and personnel retention and compensation structure... » Read Complete Profile
Select Expert Click checkbox to include in your expert selection.
Expertise Description: C.P.A. - Consulting expert with over 30 years experience in the field of Securities. Extensive experience in broker / dealer regulatory compliance and operations and investment advisory and futures fields. Former regulator and Senior Compliance Examiner with the National Association of Securities Dealers (NASD), now FINRA. Has held positions of Chief Compliance Officer, Financial & Operations Principal (FINOP), Chief Financial Officer and Operations Manager at multiple broker/dealers. Holds registrations in... » Read Complete Profile
Select Expert Click checkbox to include in your expert selection.
Expertise Description: C.P.A., C.F.E. - Experienced Accountant and Fraud Examiner possessing extensive experience in securities, receivership, real estate, insurance and general business practice. Other areas of expertise include customer/investor collections & distributions, correspondence, tracking, account analysis, preparation of income tax returns, and other specialized reporting requirements... » Read Complete Profile
Select Expert Click checkbox to include in your expert selection.
Expertise Description: M.B.A. – Consulting expert in hedge fund strategies, securities selections, and portfolio management. Expertise includes the investigation, detection, quantification, and reporting of financial fraud and asset misappropriations. Extensive experience in trading listed securities, primarily equities and options, as well as analyzing investment instruments. Solely managed a large portfolio (over $800 million) of long / short publicly traded equities. Highly familiar with fiduciary duty requirements. Current adjunct professor teaching Portfolio Management... » Read Complete Profile
Select Expert Click checkbox to include in your expert selection.
Expertise Description: M.B.A. - Technology consultant specializing in technology development, computer forensics, mission critical networks, call centers, and due diligence for venture funding and corporate capitalizations. Expertise includes: infrastructure review; municipal broadband initiatives; network infrastructure; total market economic analysis; patent infringement; wireless network security; international marketing; software development; distance learning; network management; information technology (I.T.) and the law; technology investments; telecommunications management; and local area networks. Multiple media appearances, publications, and invited... » Read Complete Profile
Select Expert Click checkbox to include in your expert selection.
Expertise Description: Ph.D. - Consulting expert specialized in economics and finance with 40 years experience in the field. Experienced in providing testimony and litigation support services in evaluating damages. Has developed econometric analysis for: personal injury losses including lost wages, as well as antitrust, patent valuation, business losses, business valuation, pension losses, security losses, commercial damages, employment discrimination, identity theft, and FCRA credit damages. Has been cited extensively in The Wall Street... » Read Complete Profile
Select Expert Click checkbox to include in your expert selection.
Expertise Description: Expertise in Finance and Corporate Accounting with more than 15 years in the field. Finance experience includes: mergers and acquisitions, due diligence, public stock offerings, public bond offerings, investment management, BOD and executive committee reporting, internal and SEC financial reporting, audit, forecasting and budgeting, internal controls, credit, debt restructuring, and global risk assessment. Real estate experience includes: investment in property, rental and tenant management, evaluation of Home Owner Association, BOD... » Read Complete Profile
