Attorney Expert 362096 CA(S)

Expertise Description

I have over 30 years experience as a Securities Attorney. My areas of expertise include Corporate Finance, Due Diligence (Investment), Securities Regulatory Compliance, Representation of Boards of Directors, Regulatory Investigations, Securities Litigation, Mergers & Acquisitions, Private Equity, Equity Analyst, and Start-Ups. I have experience with companies listed on the NASDAQ, AMEX and OTCBB stock markets and privately held businesses and individual officers and directors in corporate and securities law matters. I have prior expert witness experience.

Areas of Expertise

Expert Witness

My expert witness experience includes testifying in corporate and securities law.

Professional Experiences

My professional experience includes working as the Branch Chief for the enforcement of securities and exchange, a Special Assistant Attorney, an Attorney Advisor, and a Securities Attorney.


B.A.EconomicsUniversity of California at Berkeley
J.D.LawUniversity of Southern California

Licenses Certifications

Awards & Affiliation

Japanese American Bar Association
Board of Governors (former)
Beverly Hills Bar Association
Board of Governors (former)
Los Angeles County Bar Association
Corporations Committee
Business Law Section of the State Bar of California
Member (former)
American Bar Association

Primary Affiliation

American Bar Association, Member

Partial List of Consulting Expert Witness Cases