Insurance Broker Expert Witness Houston 535778

Expertise Description

I have 25 years of experience as a practicing attorney focusing on broker-dealers. My areas of expertise include: anti-money laundering; compliance program development and implementation; corporate governance; FINRA rules; fund formation; hedge funds; insurance; investment advising; the Investment Company Act of 1940; legal and regulatory compliance; marketing material revisions; mutual funds; private funds; public and private securities offerings; regulatory exams and inquiries; regulatory filings; the Security Act of 1933; the Securities Exchange Act of 1934; and third-party vendor due diligence. I have provided consultations, deposition, and courtroom testimony for more than 15 years as an insurance broker expert witness.

Financial Services Expert Witness Minneapolis 507968

Expertise Description

I have spent more than 45 years working in the financial services industry. My areas of specialization include associated risk consulting; bankers professional liability; broking; financial institution bonds; financial institution risk and insurance issues; hazard risk management; insurance company professional liability; property, casualty and specialty insurance; risk advising; and underwriting. I have prior experience offering deposition, consultations, and courtroom testimony as a financial services expert witness.

Financial Expert Witness 507782

Expertise Description

I have more than 25 years of business and legal experience focused on (1) complex financial products, including swaps, swaptions, options, futures, forwards, foreign exchange, commodities, securitizations, structured notes and municipal bonds, (2) commodities and securities trading, regulation and compliance, (3) ISDA, NAESB, SIFMA, EEI and other trading documentation, and (4) secured commercial loans and trading lines of credit. I have held senior executive and legal positions in a global bank, a global investment bank, a swap/derivatives dealer, a commodity pool operator, and several prominent law firms. I am very adept at simplifying and explaining complex financial products and disputes and translating between a client’s legal team and its executive/financial officers while delivering effective analysis and persuasive testimony. I am a very capable writer and public speaker. I have prior experience offering consultations and deposition as a financial expert witness.

Financial Management Expert Witness TX 529760

Expertise Description

I have over 30 years of consulting experience in finance with an emphasis in financial planning, as well as investment management. My areas of focus include analyzing investment criteria and strategies, investment options, taxation, costs, risk, expected performance, personal planning, wealth management, and retirement planning. I have provided courtroom testimony, consultations, and deposition as a financial management expert witness for over 15 years.

Real Estate Brokerage Expert 530716 AL

Expertise Description

I graduated from the University of Denver Law School with an undergaraduate degree, B.S. Law. I have been a Colorado Managing Real Estate Broker for over 35 years. During those years, I have performed all of the required Annual Continuing Education requirements. I have invested in and brokered single family homes, multifamily properties, and commercial properties. I have also invested in, brokered, originated, serviced, and apprasised private promissory notes and other cash-flow assets nationally. I have valued and appraised private promissory notes for attorneys, C.P.A.’s, banks, savings and loans, estates, trusts, individual investors, and real estate developers. I have provided clients with courtroom testimony, consultations, and deposition as a real estate brokerage expert witness for more than 10 years.

Real Estate Pacific Palisades Expert 528753 CA(S)

Expertise Description

I have over 35 years experience in real estate consulting and development. My experience ranges from site selection, brokerage, financial planning, development, construction, and leasing throughout the tenant move-in process. I have spent more than 5 years providing consultations, deposition, and courtroom testimony as a real estate expert witness.

Accounting Expert 521672 CA(S)

Expertise Description

I have over 20 years experience in Accounting and Tax Preparation with expertise in tax preparations, audits, IRS & State Audit Representation, Intuit Tax, Turbo Tax, Tax Cut, Drake and TaxWise software. My responsibilities have ranged from Management, Supervision, Customer Service, Mediation, and Technical Hands-On. I have produced high gross profits with high CSIs for various types of businesses including small businesses and large corporations. My Specialty and Expertise lies in partnerships and Limited Liability Companies. I have also spent more than 5 years as an accounting expert witness with consultations, deposition, and courtroom testimony.