ForensisGroup refers the most qualified FINRA expert witnesses for complex litigation. FINRA, or the Financial Industry Regulatory Authority, regulates the standards in securities industry. FINRA expert witnesses may be called upon to provide testimony on such financial subjects as brokerage, taxes, trade, equities, stocks, option contracts, mutual funds, annuities, exchange markets, mortgages, and/or other related economic topics.
FINRA standards are implemented by the corporation itself, meaning it exists as a self-regulated company that is independent of the government. Lawsuits involved with FINRA standards are usually cases of violations of the codes and compliance set by the company, which involve illegal practices such as fraud, insider trading, or other bad financial practices. To avoid such incidents from occurring, FINRA acts to educate those who invest in securities while working to protect them. Financial consulting is provided in relation to investment management, investment strategies, financial planning, risk control, and various other details involved with securities and investments.
While FINRA experts have background in finance, the particular area of focus may vary. One expert may be a certified investment analyst and financial planner, while another may be a licensed broker in real estate or a certified public accountant. It is important to retain the FINRA expert witness with the appropriate experience for each individual case.
To find the right FINRA standards expert witness for your case, submit a request below.