Securities Expert Witness NY 535963

Expertise Description

I have worked in the U.S. securities markets for more than 25 years. I specialize in corporate governance, capital markets, proxy voting, capital markets/IPOs/exempt offerings/ADRs/Private Equity, Securities/SRO/mutual fund/broker-dealer/investment adviser regulation/operations/net capital/customer protection/prime brokerage/short selling/introducing-clearing agreements, financial literacy, contracts, international arbitration, proxy rules/corporate governance/shareholder activism/corporate social responsibility, corporate diplomacy/environmental, social, governance and impact investing, climate change/COP21, state capitalism, family firms, sovereign wealth funds, and geopolitics. I have prior experience offering my services as a securities expert witness.