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Compliance Analyst Expert Witness New Jersey 536754

Expertise Description

I have worked in the field of compliance analysis for over a decade. I specialize in auditing; branch annual testing plan development; BSA, AML OFAC compliance; compliance policy, procedure and manual creation and maintenance; correspondent banking; compliance testing; FATCA reporting; model governance and validation; regulatory audit and examinations; SARs; Section 314(a) and 314(b); trade finance; validation development. I have worked with commercial, community, and investment banks within the U.S., as well as foreign bank agencies. I have over 10 years of non-litigation consulting.

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Securities Expert Witness Florida 536057

Expertise Description

I am a securities industry expert witness with more than fifty years in the field. I have been directly involved with certificates reported lost or stolen, in the certificate replacement process, in the processing of securities transfers, stock splits, stock dividends, exchange and tender offers, and in the process of placing and removing legends on restricted securities. I have also worked in in the custody and sale of securities – in connection with dividend reinvestment and stock purchase plans, corporate “reorg” activities, and as agent for officers of client companies who used the bank’s “simultaneous exercise/sell program” or similar programs offered by brokerage firms of the owners’ choosing. I have spent over 25 years offering consultations, courtroom testimony, and deposition as a corporate governance and securities expert witness.

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Financial Expert Witness 507782

Expertise Description

I have more than 25 years of business and legal experience focused on (1) complex financial products, including swaps, swaptions, options, futures, forwards, foreign exchange, commodities, securitizations, structured notes and municipal bonds, (2) commodities and securities trading, regulation and compliance, (3) ISDA, NAESB, SIFMA, EEI and other trading documentation, and (4) secured commercial loans and trading lines of credit. I have held senior executive and legal positions in a global bank, a global investment bank, a swap/derivatives dealer, a commodity pool operator, and several prominent law firms. I am very adept at simplifying and explaining complex financial products and disputes and translating between a client’s legal team and its executive/financial officers while delivering effective analysis and persuasive testimony. I am a very capable writer and public speaker. I have prior experience offering consultations and deposition as a financial expert witness.

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Financial Services/Investments Expert Witness New York 533065

Expertise Description

I am an experienced financial services expert witness. I have spent more than three decades working with risk analytics and investments, due diligence of asset managers including hedge funds that specialize in health care, real estate, technology, L/S equity, distressed, event, volatility, currency/rates, and credit; investment banking & capital raising for health care, bio tech, real estate, technology, and other companies; merging, downsizing and restructuring investment advisory businesses; FINRA; and NFA. I have provided consultations, deposition, and courtroom testimony for over 10 years as a financial services expert witness.

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Finance Expert Witness CA 528963

Expertise Description

I have over 30 years of consulting experience in finance with an emphasis in investment management and analysis, banking, corporate law, credit analysis, and corporate restructuring. I have prior experience offering my services as a finance expert witness.

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Public Finance Expert Witness CA 528958

Expertise Description

I have spent more than 20 years working in the field of public finance. I have expertise in investment banking services, including fixed rate/variable rate bond issues, short-term/long-term financings, private placements and derivative products; due diligence/credit review process; bond structure; credit review; rating strategy; bond pricing and market timing. I have spent over 5 years offering my services as a public finance expert witness with consultations and deposition.

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Investment Banking Expert 523755 CT

Expertise Description

I have over 25 years' experience in investment banking and capital markets. I have worked with securities and capital markets transactions, capital raising, mergers & acquisitions, restructuring, structured finance, portfolio diligence and acquisition, portfolio management, credit risk management, underwriting due diligence, indemnification, insurance agreements, and seller’s agreements. I have spent more than 5 years offering consultations, deposition, and courtroom testimony as an investment banking expert witness.

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Investment Banking Expert 518625 CA(S)

Expertise Description

I have more than 20 years' experience in investment banking with additional experience in mergers & acquisitions (M&A), valuation and other business transactions. I have additional experience in “Big-4” public accounting and audits with extensive involvement with Initial Public Offerings (IPO), SEC reporting, consolidations, system conversions, accounting operations, SEC filings, registration statements, and reporting. I am offering my services as an investment banking expert witness.

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Financial Markets Expert 523065 GA

Expertise Description

I have over 25 years' experience in financial markets & Fixed Income. I have a focus in securities and commodities disputes, financial and trading analysis, asset-backed (ABS, CDO), mortgage-based (MBS, CMO) securities and derivatives pricing, risk analysis, and damage computation. I have provided consultations, deposition, and courtroom testimony as a financial markets expert witness for more than 20 years.

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Real Estate Broker Expert 521500 NY

Expertise Description

With more than 40 years of experience in commercial real estate, I have a focus in investment banking, investment management, principal ownership, and capital markets activities. I have also provided consultations, deposition, and courtroom testimony for numerous clients as a commercial real estate expert witness for over 20 years.

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Securities Expert 512836 AL

Expertise Description

My career has spanned more than 35 years in the field of Securities. I have spent most of my time focusing on forensic accounting and damage calculations, among numerous other financial areas. I have also spent over a decade providing consultations, deposition, and courtroom testimony to numerous clients as a securities expert witness in Nevada.

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Commercial Banking Expert 516477 CA(S)

Expertise Description

I have more than 30 years of experience in Commercial Banking, Lending, Finance, Investments, Acquisitions, and related Operations functions including numerous published articles in Finance. As EVP-Finance and Administration of one of the largest private equity business in Los Angeles for 7 years, I directly participated in buying and operating scores of businesses in the US and Europe, including due diligence, negotiation, finance and management. As a Bank Executive I have helped design and build two new bank offices in California and also responsible for regulatory policy, compliance, staffing & development, and P&L, and including real estate and asset-based loans (ABL), Loan Committees, plus Director and Investor. I have prior expert witness experience with consultation and deposition.

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Private Equity Expert 500441 CT

Expertise Description

I have more than 20 years experience in the field of Finance with expertise in private equity, alternative asset management and investment banking. I have extensive experience making investments in equity and debt in publicly traded and private companies in the US and internationally. I also have extensive public and private equity investment experience in emerging markets including India, Israel, Central Europe and Latin America, and public and private company board experience. I have prior expert witness experience.

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Private Banking Expert 513370 FL

Expertise Description

I have more than 30 years of experience in the field of International Private Banking with expertise in investment services. I have worked with some of the most well known financial institutions and have been involved with every aspect of wealth management. I understand how financial markets work and the factors that influence investment performance. I have prior expert witness experience.

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Finance Expert 513252

Expertise Description

I have more than 45 years of experience in the Finance industry as a municipal securities financial advisor, special consultant, investment banker (underwriter), and bond and securities lawyer and underwriter counsel. I am a recognized authority on public finance, and in particular, aspects of the municipal bond market relating to municipal securities law, municipal disclosure and due diligence, fiduciary duties, and roles and responsibilities of parties. I have served for more than three decades in the development of disclosure guidelines and due diligence procedures respecting state and local government securities. My municipal securities transactions experience includes the issuance of municipal bonds, notes, leases, certificates of participation and other municipal securities for many types of governmental issuers; workouts and forensic analysis of and litigation regarding defaulted municipal bonds and other troubled municipal securities issues; tender offers; and federal and state enforcement investigations. I have participated in the successful completion of billions of dollars of municipal finance and corporate finance transactions, including representations benefiting more than 150 governmental entities in approximately two-dozen states. I have worked with a substantial diversity of credit types in the market for municipal bond and other municipal securities, as well as numerous corporate credits. I have over 25 years of expert witness experience with consultation, deposition, and courtroom testimony.

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Investment Banking Finance Investments Portfolio Management Banking Financial Services FINRA (Financial Industry Regulatory Industry) Securities & Investments Bank Operations Financial Securities Corporate Finance Due Diligence Bonds Credit Banking Law Mergers and Acquisitions Trading Bond Trading Financial Expert Municipal Bonds Financial Consultant Municipal Securities Capital Market Financial Analysis Institutional Investor Fixed Income Regulatory Compliance Underwriting