Compliance Analyst Expert Witness New Jersey 536754

Expertise Description

I have worked in the field of compliance analysis for over a decade. I specialize in auditing; branch annual testing plan development; BSA, AML OFAC compliance; compliance policy, procedure and manual creation and maintenance; correspondent banking; compliance testing; FATCA reporting; model governance and validation; regulatory audit and examinations; SARs; Section 314(a) and 314(b); trade finance; validation development. I have worked with commercial, community, and investment banks within the U.S., as well as foreign bank agencies. I have over 10 years of non-litigation consulting.

Business Law Expert 325360 AL

Expertise Description

I have over 25 years in the field of Business Law with a focus in corporate and securities law, administrative law and regulations, antitrust, mergers & acquisitions, securities regulation, and International business transactions. I have an additional 20 years experience practicing business law as an attorney. I have prior expert witness experience.

Private Equity Expert 500441 CT

Expertise Description

I have more than 20 years experience in the field of Finance with expertise in private equity, alternative asset management and investment banking. I have extensive experience making investments in equity and debt in publicly traded and private companies in the US and internationally. I also have extensive public and private equity investment experience in emerging markets including India, Israel, Central Europe and Latin America, and public and private company board experience. I have prior expert witness experience.