Registered investment advisors (RIA) may be sought out for several financial lawsuits, since the discipline may be involved with a wide range of finance-related areas. Registered investment advisers (RIA ) are investment advisors (IA) that are registered with the Securities and Exchange Commission (SEC) or other type of state’s securities agency. Registered investment advisors (RIA) expert consulting may provide essential information for cases involving such issues as financial planning, financial services, stocks, bonds, mutual funds, FINRA, options, financial reporting, tax, taxation, risk management, portfolio management, and other disciplines pertaining to various financial areas, each of which may be at the focus of a case involving registered investment advisors (RIA).
Registered investment advisor (RIA) experts have often worked with a wide range of financial areas, such as securities fraud, stock options, suitability, SEC reporting, SEC regulations, insider trading, investment fraud, FINRA standards, arbitration, annuities, brokerage, broker fee disputes, asset backed securities, asset management, due diligence, bank operations, banking, financial documents, financial fraud, financial analysis, economics, portfolio valuation, underwriting, capital market, credit analysis, accounting, risk assessment, corporate governance, corporate finance, certified public accountant (CPA), audits, auditing, mortgage-backed securities, trusts, hedge funds, regulatory procedures, codes and compliance, and other disciplines pertaining to financial issues.
For more than twenty years, ForensisGroup has connected attorneys with the most qualified of experts from across the country. Call our office at 1-800-555-5422 to speak with our helpful staff. We’ll get to work on matching you with a trusted and credible registered investment advisor (RIA) expert witness for your case.