Securities Litigation Expert 524564 CT

Expertise Description

I have over 40 years' experience in securities litigation. I have provided regulatory advice and counsel to broker-dealers, investment banks, and investment advisers. My expertise consists of cybersecurity (conducting cybersecurity audits and working through cyber incidents), federal and state securities laws, including: equity, fixed income and derivatives trading, net capital, short-selling, suitability, record retention, insider trading, cybersecurity, and registration issues. I have spent more than 10 years providing consultations and courtroom testimony as a securities litigation expert witness.

Securities Industry Expert 523204 CT

Expertise Description

With more than 60 years of experience in the Securities Industry, I have an expertise in regulatory, sales practice and capital compliance, operations, clearing firm issues including liability, procedures, comparison and settlement and internal controls. I have spent over 35 years providing deposition, consultations, and courtroom testimony as a securities industry expert witness.

Forensic Accounting Expert 167583 CA(S)

Expertise Description

I have over 20 years of experience in forensic accounting, business valuation, and economic loss damages. My expertise includes lost profits, breach of contract, intellectual property damages, trade secrets, personal injury, labor and employment, marital dissolutions, corporate and partnership dissolutions, shareholder disputes, business valuation, fraud, embezzlement, arson for profit, bankruptcy, business interruption, wrongful death, class action analyses, construction costs review, construction delay claims, workers compensation fraud, inventory / stock valuations, lost rental calculations, real estate damages, and estate trust analyses. I have prior expert witness experience with consultations, deposition, and courtroom testimony.

Finance Cfa Expert 319714 BC

Expertise Description

I have more than 15 years experience in the field of Finance as a Chartered Financial Analyst (CFA) experienced in complex valuation issues. My areas of expertise include valuation of assets / companies / securities, damages analysis, transfer pricing, and corporate reorganizations. I have over 10 years expert witness experience with consultations, deposition, and courtroom testimony.