Securities Expert Witness Florida 536057

Expertise Description

I am a securities industry expert witness with more than fifty years in the field. I have been directly involved with certificates reported lost or stolen, in the certificate replacement process, in the processing of securities transfers, stock splits, stock dividends, exchange and tender offers, and in the process of placing and removing legends on restricted securities. I have also worked in in the custody and sale of securities – in connection with dividend reinvestment and stock purchase plans, corporate “reorg” activities, and as agent for officers of client companies who used the bank’s “simultaneous exercise/sell program” or similar programs offered by brokerage firms of the owners’ choosing. I have spent over 25 years offering consultations, courtroom testimony, and deposition as a corporate governance and securities expert witness.

Mortgage Expert 530737 CO

Expertise Description

I have worked for over 40 years as a mortgage loan originator. I have experience with purchase reverse mortgages, classic reverse mortgages, home loans, direct lending, credit report analysis, credit education, predatory mortgage lending, post short sale, foreclosure and mortgage settlement lending. I have provided courtroom testimony, deposition, and consultations as a mortgage expert witness for more than 15 years.

Securities Industry Expert 523204 CT

Expertise Description

With more than 60 years of experience in the Securities Industry, I have an expertise in regulatory, sales practice and capital compliance, operations, clearing firm issues including liability, procedures, comparison and settlement and internal controls. I have spent over 35 years providing deposition, consultations, and courtroom testimony as a securities industry expert witness.

Financial Risk Management Expert 523020 AL

Expertise Description

I have more than 35 years of experience in New York in diverse fields ranging from financial markets trading, risk management, and investments to semiconductor physics, signal processing in electrical engineering, applied mathematics, and theoretical physics. I began my career as a semiconductor device physicist making numerous technical contributions and inventing novel techniques. After an intervening period as an academic researcher and teacher in applied mathematics, I launched a career on Wall Street. In these nearly 25 years in the financial world, I have become a leading expert in quantitative analysis of all investment and derivative types as well as in the analysis of financial risk and valuation. As practitioner, manager, executive, and consultant, I am a world expert in credit risk, credit ratings, financial insurance, derivative transactions, banking risks, and capital markets generally. I have over 5 years expert witness experience with consultations, depositions, and courtroom testimony.