ForensisGroup Stock Broker Expert Witnesses have many years of experience in the fields of insurance and securities. Many have expertise in marketing, investment, and financial planning, as well as customized portfolio management, private asset management, retirement planning, estate planning, investment banking, and institutional services.
They have significant experience with annuities, common and preferred stocks, bonds, IPOs, mutual funds, due diligence, variable and index annuities, hedge funds, REITS, mortgage backed securities, and private stock offerings.
Our experts are called upon to opine on issues of suitability, fiduciary duty, reverse churning, standard-of-care, industry custom and practice, due diligence, underwriting, supervision, overreaching, churning, selling away, over-concentration and asset-allocation, stock manipulation, and control person liability.
They have also served as experts in cases of selling away from broker/dealer, unsuitable private placement, direct participation program sales, unsuitable variable annuities, unsuitable variable universal life insurance, lack of supervision, and due diligence of broker dealer. Many have worked on litigation involving ACAT transfers and churning.
Their professional experience includes tenure as executives of securities firms, stock brokers, financial planners, and dealers.
If our selection doesn’t include the expert witness you’re looking for, contact us, and we’ll assist you in locating the right expert for your case, as well as provide you with an initial case consultation at no cost. And because our experts don’t pay a fee to be listed, we can recruit only the most trusted and credible experts based on a rigorous screening process. Contact us to learn more and retain a highly-qualified expert for your case.