Securities Expert Witness Florida 536057

Expertise Description

I am a securities industry expert witness with more than fifty years in the field. I have been directly involved with certificates reported lost or stolen, in the certificate replacement process, in the processing of securities transfers, stock splits, stock dividends, exchange and tender offers, and in the process of placing and removing legends on restricted securities. I have also worked in in the custody and sale of securities – in connection with dividend reinvestment and stock purchase plans, corporate “reorg” activities, and as agent for officers of client companies who used the bank’s “simultaneous exercise/sell program” or similar programs offered by brokerage firms of the owners’ choosing. I have spent over 25 years offering consultations, courtroom testimony, and deposition as a corporate governance and securities expert witness.

Securities Expert Witness TN 530881

Expertise Description

I have over 40 years of consulting experience in the securities industry with an emphasis in finance. My areas of expertise include life insurance, variable and fixed annuities and estate planning activities, sales management, marketing, product development, legal, compliance, licensing and operations, developing and implementing the annual business plan, New York Stock Exchange, insurance services, and estate planning. I have provided deposition and trial testimony for more than a decade as a securities expert witness.

Securities & Fraud Expert 519953 AL

Expertise Description

I have over 35 years experience in Securities with expertise in investments, Securities, Fraud, stocks, bonds, options, mutual funds, private placements, limited partnerships, options, annuities, FINRA, SEC, suitability, churning, insider trading, unauthorized trading, commissions, arbitration, selling away, trading, and execution. I have spent over 25 years as a securities fraud expert witness with consultations, deposition, and courtroom testimony.

Accounting Policies Expert 524468 NJ

Expertise Description

I have spent over 30 years working with Accounting Policies & Procedures. My areas of expertise include financial reporting and disclosure, SEC regulations, accounting for financial instruments (loans, securities, derivatives and hedging, repurchase agreements, fair value, stock-based compensation, stock options, securitizations, SPEs, VIEs, complex securities), and auditing. I have provided consultations and deposition as an accounting policies expert witness for more than 5 years.

Securities Expert 512836 AL

Expertise Description

My career has spanned more than 35 years in the field of Securities. I have spent most of my time focusing on forensic accounting and damage calculations, among numerous other financial areas. I have also spent over a decade providing consultations, deposition, and courtroom testimony to numerous clients as a securities expert witness in Nevada.

Economics Valuation Expert 107596 CA(N)

Expertise Description

I have over 40 years experience in financial and labor economics. My expertise includes: economic theory, economic valuations, securities analysis, business valuations, micro / macroeconomic theory, pension valuations, statistical analysis of employment discrimination, and forecasting interest rates and wage growth. My additional expertise includes valuing economic damages in cases of medical malpractice, losses of stock options, personal injury, employment class action litigation, wrongful death, and wrongful termination. I have more than 25 years expert witness experience with consultations, deposition, and courtroom testimony.

Mortgage Backed Securities Expert 39505 CA(S)

Expertise Description

I have more than 45 years experience in the field of Insurance and Securities with expertise in marketing, investment, and financial planning. I have experience with annuities, common/preferred stocks, bonds, IPO's, mutual funds, due diligence (investment), variable/index annuities, life insurance/VUL's, L.P.’s, hedge funds, REITS, TIC's, options, REMICS, TINTS, mortgage backed securities & private stock offerings. I have additional knowledge of suitability, fiduciary duty, due diligence, underwriting & supervision, overreaching, churning, selling away, over-concentration/asset- allocation, modern portfolio theory analysis, stock manipulation, best execution, margin, options, mark- ups, mark-downs, on-line trading, RIA activities, control person liability, “financial suicide”, reverse churning, standard-of-care, industry custom and practice plus compliance. I have prior expert witness experience with consultations, deposition, and courtroom testimony.

Business Valuation Expert 501877 CA(S)

Expertise Description

I have more than 20 years experience in the field of Financial Valuation with expertise in national, international, private, and publicly held companies. I have knowledge of professional business valuations of middle market companies for estate planning, employee stock ownership plans (ESOP's), mergers, acquisitions, divestitures, and litigation support purposes. I have prior expert witness experience with consultation and deposition.

Asset Pricing Expert 324313 CA(S)

Expertise Description

I have more than 30 years experience in finance. My areas of expertise include delegated money management; asset pricing (the relation between stock returns and characteristics of the firm, such as accounting numbers, investment, stock transfer, firm size, etc.); valuing the firm’s growth potential, pricing strategies, the firm’s capital structure decision, and the interaction between labor markets and financial markets. I also have experience with individual rationality in an experimental setting.

Human Resources Expert 322249 AL

Expertise Description

I have more than 30 years experience in the field of Human Resources and Compensation with expertise in executive and board of director arenas. I have experience with the analysis, design and implementation of innovative performance, governance enhancement and cost saving programs. I have additional experience with employment agreement, the assistance in selecting, compensating, mentoring, supporting, and reviewing the performance of boards, CEOs, and key executives; as well as, ensuring the availability of adequate resources – inclusive of capital, technology, and people. I have over 25 years expert witness experience with consultations, deposition, and courtroom testimony.

Executive Compensation Expert 443063 CA(S)

Expertise Description

I have more than 30 years experience in the field of Employee Benefits and Executive Compensation with expertise in drafting plan documents for 401(k) plans and employee stock ownership, ERISA fiduciary responsibility, as well as benefit plans, IRS audits, health and welfare benefit plans, group benefits, and insurance plans. I have over 20 years expert witness experience with consultations, deposition, and courtroom testimony.

Executive Compensation Expert 432577 AL

Expertise Description

I have more than 25 years experience in the field of Executive Compensation. My extensive experience includes senior executive employment arrangements, employment agreement, change-in-control metrics, business combinations, severance plans, and long-term and short-term incentive arrangements. I have over 20 years expert witness experience with consultations, deposition, and courtroom testimony.

Securities Trading And Valuation Expert 319713 IL

Expertise Description

I have more than 35 years experience in the field of Securities, Trading, and Valuation. My extensive experience includes finance, fuel hedging analysis, airline liquidation, market microstructure, pension funds, block trading effects, financial theory and practice, airline, suitability and risks, concentrated pension fund holdings, tech company, analysis of news impact and possible damages to stock price, stock transfer, economic theory, economic models, financial derivatives, stock splits/stock price movement, and takeover/merger prices. I have over 10 years expert witness experience with consultations, deposition, and courtroom testimony.