Securities Expert Witness NH 500800

Expertise Description

I am an expert witness with over 30 years experience in Securities & Investments. I have a particular focus in the areas of Breach of Fiduciary Duty; Failure to Supervise; Suitability; Churning; Inappropriate Asset Allocation; Misrepresentation and Omissions; Registration Violations; Mutual Funds; Annuities; Life, Disability, and Long-term Care Insurance; and Employment Issues. I have prior experience offering consultations and deposition as a securities and investments expert witness.

Financial Management Expert Witness TX 529760

Expertise Description

I have over 30 years of consulting experience in finance with an emphasis in financial planning, as well as investment management. My areas of focus include analyzing investment criteria and strategies, investment options, taxation, costs, risk, expected performance, personal planning, wealth management, and retirement planning. I have provided courtroom testimony, consultations, and deposition as a financial management expert witness for over 15 years.

Securities Litigation Expert 524564 CT

Expertise Description

I have over 40 years' experience in securities litigation. I have provided regulatory advice and counsel to broker-dealers, investment banks, and investment advisers. My expertise consists of cybersecurity (conducting cybersecurity audits and working through cyber incidents), federal and state securities laws, including: equity, fixed income and derivatives trading, net capital, short-selling, suitability, record retention, insider trading, cybersecurity, and registration issues. I have spent more than 10 years providing consultations and courtroom testimony as a securities litigation expert witness.

Actuary Expert 501658 LA

Expertise Description

I have over 45 years' experience as an actuary. I have a focus in life insurance and annuities; reinsurance; due diligence reviews; suitability of sale; life settlements; assessing and determining the value of life insurance policies, annuity benefits, retirement benefits, disability benefits, life estate plans; substandard structured settlement annuities, and/or future medical services; divorce; donation and gift; estate valuation; and dispute resolution. I have provided my services as an actuary expert witness for more than 5 years.

Financial Planning Consultant Expert 525237 NY

Expertise Description

I have over 35 years of consulting experience in finance, with an emphasis in financial planning. Expertise includes: insurance and securities products, compliance and institutions, due diligence, DOL, suitability and senior issue supervision, duties of brokers, advisors, Department of Labor fiduciary rules, and life insurance and annuities. Certified Regulatory and Compliance Professional (C.R.C.P.), Global Financial Steward (C.F.S.) I have over 15 years expert witness experience, as well as depositions, and courtroom testimony.

Securities Industry Expert 521458 IL

Expertise Description

I have over 35 years experience in financial management with a focus in complex securities litigation, including, but not limited to: insider trading, market timing, abusive trading, market manipulation, margin and collateral, failure to supervise, suitability, failure to executive orders, conflicts of interest, breach of contract, expungement, supervision, senior investors, excessive trading/churning, discovery review and recommendations, and forensic accounting reports. I have prior experience as a financial management expert witness and have provided numerous clients with deposition, courtroom testimony, and consultations.

Securities & Fraud Expert 519953 AL

Expertise Description

I have over 35 years experience in Securities with expertise in investments, Securities, Fraud, stocks, bonds, options, mutual funds, private placements, limited partnerships, options, annuities, FINRA, SEC, suitability, churning, insider trading, unauthorized trading, commissions, arbitration, selling away, trading, and execution. I have spent over 25 years as a securities fraud expert witness with consultations, deposition, and courtroom testimony.

Securities Expert 512836 AL

Expertise Description

My career has spanned more than 35 years in the field of Securities. I have spent most of my time focusing on forensic accounting and damage calculations, among numerous other financial areas. I have also spent over a decade providing consultations, deposition, and courtroom testimony to numerous clients as a securities expert witness in Nevada.

Fiduciary Duty Expert 310058 AZ

Expertise Description

I have more than 40 years experience with security arbitration. My experience includes: mutual funds, variable annuities, 72T, suitability and fiduciary duty, supervision, churning, asset allocation, misuse of margin, unauthorized trading, hedge funds, pension funds, and analysis cases. I have over 10 years expert witness experience with consultations, deposition, and courtroom testimony.

Investment Expert 432869 FL

Expertise Description

M.B.A. – Consulting expert with more than 30 years experience in the field of Accounting and Finance. Extensive experience in valuation, financial analyses, portfolio analysis, economic loss, suitability of investments, CMOs, limited partnerships, risk analysis, computer-based financial modeling, valuing economic damages, and valuing closely held companies. Over 25 years expert witness experience. Consultations, deposition and courtroom testimony.

Ponzi And Insider Trading Expert 350632 IL

Expertise Description

I have over 30 years experience in the field of Securities. My extensive experience includes broker / dealer regulatory compliance and operations and investment advisory and futures fields. My expertise includes insider trading, Ponzi schemes, fiduciary duties, directed brokerage / commission recapture programs, industry customs / practices, and various securities and product types. I have more than 10 years expert witness experience with consultations, deposition, and courtroom testimony.

Life Insurance Expert 359686 CA(S)

Expertise Description

I have more than 20 years experience in life and disability insurance matters, and I specialize in death claims, disability claims, underwriting, agent standard of care, supervision, insurance industry standard practices, insurance industry custom and practice, suitability, and complex transactions. I have been directly involved in the recovery of over $35 million of death claims from several dozen carriers. As an employee of a major life insurer for 13 years, I hired, trained, and supervised the sales activities of 200 agents. I have underwriting experience and am well acquainted with industry standards and practices. I have been an active insurance agent since 1991. I am designated as one of only a few Life and Disability Analysts. As an expert witness I have been named in over 80 matters, testified in several courts, never been disallowed, and have given many depositions.

Securities Trading And Valuation Expert 319713 IL

Expertise Description

I have more than 35 years experience in the field of Securities, Trading, and Valuation. My extensive experience includes finance, fuel hedging analysis, airline liquidation, market microstructure, pension funds, block trading effects, financial theory and practice, airline, suitability and risks, concentrated pension fund holdings, tech company, analysis of news impact and possible damages to stock price, stock transfer, economic theory, economic models, financial derivatives, stock splits/stock price movement, and takeover/merger prices. I have over 10 years expert witness experience with consultations, deposition, and courtroom testimony.