Finance, +4
Finance
H2O Asset Management Case: FCA Findings and €250M Investor Resolution
The H2O Asset Management case covers FCA and AMF findings, Tennor-linked investments, the €250M resolution, side-pocket funds, and investor claims.
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Review of Case Materials
Reviews records, documents, testimony, data, and other relevant materials and consults with counsel regarding technical issues related to the matter.
Provide Expert Analysis
Applies specialized knowledge and experience to evaluate the technical or professional issues involved.
Form Expert Opinions
Develops independent, supportable opinions based on the available evidence and relevant standards.
Prepare Expert Reports
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Asset allocation records can show how investments were distributed among asset classes, sectors, strategies, or other portfolio categories and how that distribution changed over time. An Asset Management Expert Witness may compare the allocation with investment objectives, risk parameters, liquidity requirements, portfolio guidelines, and contemporaneous market information to evaluate how the portfolio was structured and managed during the relevant period.
Asset Management expertise in this context focuses on financial and investment assets, including portfolio strategy, allocation, performance, risk, and investment decision-making. Property Management expertise focuses on the day-to-day operation of real estate, including leasing, rent collection, maintenance, repairs, tenants, vendors, and property-level administration. Real estate may itself be held as an investment asset, but managing an investment portfolio and operating a particular property involve different professional functions.
Asset Management involves investment decisions and portfolio oversight, including asset selection, allocation, risk, performance, and ongoing investment strategy. Asset Servicing generally involves operational and administrative functions associated with assets already held, such as custody support, corporate actions, income collection, settlement, tax processing, proxy services, and reporting. A dispute may involve both areas, but an Asset Management Expert Witness typically focuses on investment and portfolio decisions rather than the operational servicing of assets.
Portfolio holdings, transaction records, account statements, benchmark data, performance reports, investment committee materials, fee records, valuation information, cash flows, and asset-allocation histories may all be relevant. An Asset Management Expert Witness may also consider the evaluation period, portfolio objectives, contributions and withdrawals, applicable benchmarks, fees, and the level of risk taken rather than relying on reported returns alone.
Finance, +4
Finance
Prepares clear, well-supported expert reports outlining methodology, analysis, findings, and opinions.
Provide Deposition Testimony
Explains findings and opinions under oath and responds to questioning during deposition testimony.
Testify in Court
Presents specialized findings and opinions clearly to judges, juries, arbitrators, or other decision-makers.
Investment policies may identify portfolio objectives, permitted asset classes, concentration limits, liquidity requirements, risk tolerances, benchmarks, and other constraints affecting investment decisions. An Asset Management Expert Witness may compare those requirements with actual holdings, transactions, exceptions, approvals, and monitoring records to reconstruct how the portfolio was managed. Whether particular conduct constituted a contractual or fiduciary breach remains a legal determination for the appropriate decision-maker.