Providing analysis and testimony in matters involving investments, financial services practices, and investment management. With more than 25 years of professional experience in the financial services industry, this investment professional evaluates portfolio management strategies, securities practices, fiduciary obligations, and investment advisory conduct across both traditional and alternative investment structures. The expert has prior expert witness experience that includes litigation consultation and deposition testimony, and testimony in federal and state court proceedings, as well as mediations, in matters involving investment and securities-related disputes.

Professional experience encompasses a broad range of investment management and financial services activities. Core areas of expertise include trading practices, private equity and venture capital investments, hedge fund strategies, credit and debt investment analysis, and portfolio allocation methodologies. Additional areas of work involve risk management, due diligence processes, real estate investments, compliance considerations within financial services organizations, and the operational and marketing practices associated with investment advisory firms. These areas of expertise support evaluation of disputes involving securities industry conduct, portfolio management decisions, investment product structures, and fiduciary responsibilities within investment advisory and wealth management environments.

Current leadership responsibilities include serving as President of an investment consulting firm, where the expert oversees advisory work related to investment strategy, manager selection, asset allocation, and due diligence across private equity, private credit, hedge funds, venture capital, and real estate investment platforms. Earlier executive leadership roles include serving as Chief Executive Officer and Chief Investment Officer of a single-family office holding company responsible for overseeing investment portfolios, real estate holdings, and private investment initiatives, as well as managing principal responsibilities within a FINRA-registered broker-dealer. Prior positions also include senior roles in wealth management, investment advisory services, and institutional investment marketing within major financial institutions and investment advisory organizations.

The expert holds a Bachelor of Science degree and maintains securities licenses including FINRA Series 7, Series 24, Series 31, Series 63, Series 99, and Series 65. Professional activities have included participation in investment industry organizations and service on the board of a family office association, reflecting involvement in professional governance and investment management discussions within the family office and alternative investment sectors. Their litigation-related work has included preparation of expert reports and provision of expert analysis in disputes involving fiduciary duty, securities practices, and investment industry matters.