Bringing more than 20 years of experience in financial services operations risk, compliance, and governance, this expert offers expert witness services in matters involving internal controls, regulatory adherence, and operational risk frameworks within banking and capital markets environments. Their work focuses on evaluating whether governance structures, control processes, and risk management practices align with regulatory expectations and industry standards.

Across a range of senior leadership and advisory roles, their experience includes directing operational risk initiatives, compliance assessments, and large-scale process improvement efforts. This includes evaluation of Written Supervisory Procedures, Risk and Control Self-Assessment (RCSA) programs, and key risk indicator reporting, as well as development of remediation strategies addressing identified control gaps. Their background also includes extensive hands-on experience in derivatives operations, collateral management, and client data governance within major financial institutions, along with participation in regulatory compliance initiatives involving SOX, BSA/AML, Dodd-Frank, and related frameworks.

Academic background includes a bachelor’s degree in business administration with concentrations in finance and marketing. Their professional experience includes leadership positions such as vice president and advisory practice manager, with responsibilities for managing global teams, coordinating with legal and regulatory stakeholders, and supporting enterprise-wide governance and compliance functions across complex financial services organizations.