Financial Planning Expert 164048 TX

Expertise Description

I have over 40 years in Financial Planning, Employee Benefits, Benefit Claims and Appeals, Defined Benefit Plans, and the Employee Retirement Income Security Act (ERISA). I have more than 10 years expert witness experience with consultations, deposition, and courtroom testimony.

Areas of Expertise

Expert Witness

  • Employee Benefit Plan matters

Consulting Experience

My consulting services include: Advice to fiduciaries and plan sponsors regarding their obligations under the Title I of ERSA; Supervised investigations; cost accountant for private sector. My IRS consulting services include: performed audits of individuals, partnerships and corporations; Employee Plans Division – reviewed employee benefit plans to insure compliance with ERISA.


Bachelor of Business AdministrationBusiness AdministrationUniversity of Texas at Austin

Licenses Certifications

Certified Employee Benefit Specialist
Certified Financial Planner
Chartered Mutual Fund Counselor
Chartered Retirement Plans Specialist

Awards & Affiliation

Primary Affiliation

U.S. Department of Labor Practitioner Council

Partial List of Consulting Expert Witness Cases