Financial Services Industry Expert Witness FL 350497

Expertise Description

I have over 15 years experience in all aspects of the financial services industry with unique and unparalleled hands on experience in hedge funds, mutual funds, and investment management. I have experience working on Wall Street with expertise in retail and institutional brokerage, the securities markets, and fixed income and equity securities. I have experience in institutional brokerage, money management, and mutual fund and hedge fund product development and marketing. My expertise includes all aspects of retail and institutional distribution for both traditional and alternative investment products and services. I have over 5 years expert witness experience.

Areas of Expertise

Expert Witness

My expert witness experience includes: Investment Product Suitability – Expert Report – Deposition; Hedge Fund Manager Performance – Expert Report; Hedge Fund Structure – Expert Report; Hedge Fund Investment Scheme – Expert Report; Law Firm Practices with Regards to Hedge Fund Investment – Consulting.

Consulting Experience

My consulting services include: Endowment Due Diligence; Hedge Fund Manager Due Diligence; Competitive Intelligence – Hedge Fund Administration Industry; Investment Product Evaluation.

Professional Experiences

My professional experience includes: managing director of a firm that provides strategic advice, guidance, counsel, and support to investment companies and institutional investors worldwide.

Relevant Experiences

I have over fifteen years of experience as a financial advisor.

I have extensive experience in suitability and due diligence. I can opine on all aspects of this subject and I gave extensive experience with private placements.

I am expert in fund managment, fixed income and trust fund managment.


BAComparative PoliticsClark University

Licenses Certifications

Series 7
Insurance Life/Health – NJ
New York State Receiver

Awards & Affiliation

Primary Affiliation

New York Society of Security Analysts

Partial List of Consulting Expert Witness Cases