Expertise DescriptionI have over 10 years comprehensive financial advisory experience gained as a registered representative of national wire-houses. I specialize in matters related to investment management by fiduciaries, trustees, personal representatives, and financial consultants, as well as adherence to SEC / FINRA standards of conduct for broker-dealers, registered investment advisors, and their representatives. My expertise includes an emphasis on investment analysis and decision-making processes / modern portfolio theory; asset allocation, diversification, risk control / fiduciary standards, investment and spending policy statements / trust and estates; multigenerational strategies, charitable gifting, tax planning and sheltering. My private practice focuses on recommending and implementing efficient wealth management and investment strategies for high-net-worth individuals and institutional investors. I have more than 10 years expert witness experience.
Areas of Expertise
My expert witness experience includes: Investment management by Fiduciaries, Investment management by Trustees, Investment management by Personal Representatives, and SEC / FINRA Standards of Conduct.
|Bachelor of Arts||Cinema Production||University of Southern California|
|Certified Financial Planner|
|Certified Divorce Financial Analyst|
|Certified Investment Analyst|
|Certified Life / Long-Term Care Insurance Advisory|
Awards & Affiliation
Partial List of Consulting Expert Witness Cases