Securities Expert Witness TN 530881

Expertise Description

I have over 40 years of consulting experience in the securities industry with an emphasis in finance. My areas of expertise include life insurance, variable and fixed annuities and estate planning activities, sales management, marketing, product development, legal, compliance, licensing and operations, developing and implementing the annual business plan, New York Stock Exchange, insurance services, and estate planning. I have provided deposition and trial testimony for more than a decade as a securities expert witness.

Areas of Expertise

Expert Witness

I have consulted on over 200 matters and testified as an expert in over 25 matters.


Degree Subject Institution
B.A. University of Miami

Licenses Certifications

Insurance License (Life and Health)

Awards & Affiliation

American Bar Association
Securities Experts’ Roundtable

Primary Affiliation

American Bar Association