Expert 524564 - CT


Expertise Description

I have over 40 years' experience in securities litigation. I have provided regulatory advice and counsel to broker-dealers, investment banks, and investment advisers. My expertise consists of cybersecurity (conducting cybersecurity audits and working through cyber incidents), federal and state securities laws, including: equity, fixed income and derivatives trading, net capital, short-selling, suitability, record retention, insider trading, cybersecurity, and registration issues. I have spent more than 10 years providing consultations and courtroom testimony as a securities litigation expert witness.

Areas of Expertise


Education

Degree Subject Institution
LL.M. Securities Regulation Georgetown University Law Center
J.D.Cleveland-Marshall College of Law
B.A.John Carroll University

Licenses Certifications

Bar Admissions:
Connecticut
District of Columbia
New York (pending)
Ohio

Awards & Affiliation

American Bar Association, Business Section Subcommittee on Cybersecurity
Securities Industry and Financial Markets Association

Listed on the International Who's Who of e-Commerce Lawyers
Recipient, Compliance Reporter Compliance Person of the Year Award

Primary Affiliation

American Bar Association, Business Section Subcommittee on Cybersecurity



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